-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KjAyN3Yg42i8kzTn7ZqMb9uvnzU/2NDHCkcoRd++JX2ySsiq3ITyq59wKnb7Vw/K 9ZP/ha4wBeEEiBItHDS22g== 0001193125-09-052223.txt : 20090312 0001193125-09-052223.hdr.sgml : 20090312 20090312161928 ACCESSION NUMBER: 0001193125-09-052223 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090312 DATE AS OF CHANGE: 20090312 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FERTITTA TILMAN J CENTRAL INDEX KEY: 0001080301 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: LANDRYS SEAFOOD RESTAURANTS INC STREET 2: 1400 POST OAK BLVD STE 1010 CITY: HOUSTON STATE: TX ZIP: 77056 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: McCormick & Schmicks Seafood Restaurants Inc. CENTRAL INDEX KEY: 0001288741 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 201193199 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-79958 FILM NUMBER: 09675950 BUSINESS ADDRESS: STREET 1: 720 SW WASHINGTON STREET STREET 2: SUITE 550 CITY: PORTLAND STATE: OR ZIP: 97205 BUSINESS PHONE: 503-226-3440 MAIL ADDRESS: STREET 1: 720 SW WASHINGTON STREET STREET 2: SUITE 550 CITY: PORTLAND STATE: OR ZIP: 97205 FORMER COMPANY: FORMER CONFORMED NAME: McCormick & Schmick Holdings, L.L.C. DATE OF NAME CHANGE: 20040427 SC 13D 1 dsc13d.htm SCHEDULE 13D Schedule 13D

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

 

 

MCCORMICK & SCHMICK’S SEAFOOD RESTAURANTS, INC.

(Name of Issuer)

 

 

Common Stock, par value $0.001 per share

(Title of Class of Securities)

 

 

579793100

(CUSIP Number)

 

 

Tilman J. Fertitta

1510 West Loop South

Houston, Texas 77027

(713) 386-7000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

March 5, 2009

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ¨.

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


  1.  

NAMES OF REPORTING PERSONS

 

            Tilman J. Fertitta

   
  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)

(a)  ¨

(b)  ¨

   
  3.  

SEC USE ONLY

 

   
  4.  

SOURCE OF FUNDS (see instructions)

 

            PF

   
  5.  

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)

 

  ¨
  6.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7.    SOLE VOTING POWER

 

                1,326,033

 

  8.    SHARED VOTING POWER

 

                -0-

 

  9.    SOLE DISPOSITIVE POWER

 

                1,326,033

 

10.    SHARED DISPOSITIVE POWER

 

                -0-

11.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            1,326,033

   
12.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions)

 

  ¨
13.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            9.0%

   
14.  

TYPE OF REPORTING PERSON (see instructions)

 

            IN

   

 


ITEM 1.     

  SECURITY AND ISSUER
  This statement relates to the common stock, par value $.001 per share (“Common Stock”), of McCormick & Schmick’s Seafood Restaurants, Inc., a corporation organized under the laws of the state of Delaware (the “Company”). The address of the Company’s principal executive office is 720 SW Washington Street, Ste. 550, Portland, Oregon 97205.
ITEM 2.   IDENTITY AND BACKGROUND
  (a)   

Name

 

Tilman J. Fertitta

  (b)   

Business Address

 

1510 West Loop South, Houston, Texas, 77027

  (c)   

Employment and Employer

 

Mr. Fertitta is the Chairman, President and Chief Executive Officer of Landry’s Restaurants, Inc. which has its principal executive office at 1510 West Loop South, Houston, Texas, 77027

  (d)–(e)   

Criminal and Civil Proceedings

 

During the last five years, Mr. Fertitta has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). During the last five years, Mr. Fertitta has not been a party to a civil proceeding of a judicial or an administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations, of, or prohibiting, or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws.

  (f)   

Citizenship

 

United States


ITEM 3.    SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
   The aggregate purchase price of the 1,326,033 shares of Common Stock acquired by Mr. Fertitta is approximately $3,404,928.36, excluding brokerage commissions. Such shares were acquired with his personal funds.
ITEM 4.    PURPOSE OF TRANSACTION
   Mr. Fertitta acquired the shares of Common Stock reported herein for investment purposes. He will continuously evaluate his ownership of the Common Stock and the Company’s business and industry. Depending on market conditions and other factors that he may deem material to his investment decision, he may from time to time, acquire additional shares of Common Stock or dispose of all or a portion of the shares of the Common Stock now or hereafter acquired by him in open market or privately negotiated transactions. He currently does not have any plans or proposals with respect to any of the matters set forth in Paragraphs (a)-(j) of Item 4 of Schedule 13D, though, he reserves the right to subsequently devise or implement plans or proposals that relate to, or would result in any of such matters.
ITEM 5.    INTEREST IN SECURITIES OF THE ISSUER.
   (a)    AGGREGATE NUMBER AND PERCENTAGE OF SECURITIES BENEFICIALLY OWNED:
   Mr. Fertitta is the direct beneficial owner of 1,326,033 shares of Common Stock, representing in the aggregate approximately 9.0% of the shares of Common Stock outstanding based on 14,721,047 shares of common stock outstanding as of September 26, 2008 as reported in the Company’s third quarter Form 10-Q filed with the Securities and Exchange Commission.
   (b)    NUMBER OF SHARES AS TO WHICH REPORTING PERSON HAS SOLE OR SHARED POWER TO VOTE OR DISPOSE:
   Mr. Fertitta has the sole power to vote all 1,326,033 shares of Common Stock.
   (c)    TRANSACTIONS EFFECTED DURING THE PAST 60 DAYS:
   Schedule A annexed hereto lists all transactions in securities of the Company that were effected during the past 60 days. All such transactions were effected in the open market.
   (d)    N/A
   (e)    N/A
ITEM 6.    CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER
   N/A
ITEM 7.    MATERIAL TO BE FILED AS EXHIBITS
   N/A


SIGNATURE

After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

March 12, 2009

(Date)

/s/Tilman J. Fertitta

Tilman J. Fertitta


SCHEDULE A

Transactions in the Securities of the Company

 

Class of Security

   Securities
Purchased
   Price Per
Share ($)
   Date
of Purchase

Common Stock

   1,505    3.114    1/15/09

Common Stock

   106,600    3.0991    1/16/09

Common Stock

   100,000    3.0359    1/22/09

Common Stock

   2,500    3.1    1/23/09

Common Stock

   700,000    1.7476    3/5/09

Common Stock

   25,000    1.80    3/6/09
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